NEWCASTLE CAPITAL

representative Projects

Projects

Our professionals have deep experience in mergers, acquisitions, divestitures, financing, strategic planning, transition services, greenfield investments and operations.
 




 

          Mergers and Acquisitions Advisory

  • Specialty Battery Pack Manufacturing Strategic Acquisition ($50,000,000 approx. enterprise value)

    • Identified potential North American targets for an international public company

    • Made initial introductions and opened discussions

    • Led discussions with target’s owners and management

    • Conducted preliminary due diligence

    • Assisted and advised in connection with valuation issues

    • Negotiated letter of intent

    • Provided review and advice in connection with drafting of transaction documents 

    • Advised and assisted in many aspects of the closing of the transaction

  • North American and Asian Esoteric Testing Acquisition ($30,000,000 approx. enterprise value)

    • Made initial introductions and opened discussions

    • Led discussions with target’s owners and management

    • Conducted preliminary due diligence

    • Negotiated letter of intent

  • European Sensor Manufacture ($250,000,000 approx. enterprise value)

    • Identified potential targets for merger with Asian based strategic buyer  

    • Made initial introductions and opened discussions

    • Led discussions with target’s investment bank and PE owner

  • Oil Exploration and Production Company ($600,000,000 approx. enterprise value)

    • Identified potential targets for international public company

    • Made initial introductions and opened discussions

    • Led discussions with target’s owners, management and investment bank

    • Identified and engaged US based professionals

    • Conducted preliminary due diligence

    • Negotiated letter of intent

    • Oversaw drafting of all transaction documents 

    • Identified and oversaw acquisition structure

    • Oversaw closing of the transaction

    • Assisted in the transition to the management of the target by overseas parent

    • Assisted in integration of financial reporting, tax and accounting systems

  • International Internet Gaming Designer ($350,000,000 approx. enterprise value)

    • Identified potential targets for strategic buyer

    • Made initial introductions and opened discussions

    • Conducted preliminary due diligence

    • Commenced negotiation of letter of intent with target 

  • U.S. and European Power Tool Manufacture ($400,000,000 approx. enterprise value)

    • Identified potential targets for a strategic buyer

    • Made initial introductions and opened discussions

    • Led discussions with target’s owners and management of target

    • Identified and engaged US and European based professionals

    • Conducted preliminary due diligence

    • Negotiated letter of intent 

  • Oil Production Assets ($150,000,000 approx. enterprise value)

    • Identified potential targets for a strategic buyer

    • Made initial introductions and opened discussions

    • Led discussions with target’s owners and investment bank

    • Identified and engaged US based professionals

    • Conducted preliminary due diligence

    • Negotiated letter of intent

    • Oversaw drafting of all transaction documents 

    • Oversaw closing of the transaction

  • Machine Tool Manufactures and Distributors ($30,000,000 approx. enterprise value)

    • Identified potential targets for a strategic buyer

    • Made initial introductions and opened discussions with several targets

    • Led discussions with targets’ owners and management of targets

    • Identified and engaged US and European based professionals

    • Conducted preliminary due diligence

    • Negotiated letter of intent

    • Advised in the drafting of transaction documents

  • U.S. based Starter Motor Company ($15,000,000 approx. enterprise value)

    • Identified potential targets for private buyer in which we participated as a major equity holder

    • Made initial introductions and opened discussions

    • Led discussions with target’s owners, management and investment bank

    • Identified and engaged US based professionals

    • Conducted preliminary due diligence

    • Negotiated letter of intent

    • Oversaw drafting of all transaction documents

    • Identified and negotiated tax abatements and local incentives 

    • Oversaw closing of the transaction

    • Oversaw transition and replacement of management

    • Led resourcing of supply chain significantly reducing costs and improved delivery time and product quality

    • Oversaw the sale of the business resulting in a return of over ten times the initial investment.

  • Outdoor Products Manufacturer and Distributor ($500,000,000 approx. enterprise value)

    • Identified potential targets for foreign buyer

    • Made initial introductions and opened discussions

    • Led discussions with target’s owners and investment bank

    • Identified and engaged US based professionals

    • Conducted due diligence

    • Negotiated letter of intent

    • Identified and established optimal ownership structure

    • Identified and negotiated tax abatements and local incentives   

    • Oversaw drafting of all transaction documents 

    • Oversaw closing of the transaction

    • Assisted in the post-closing transition and operations

  • Aftermarket Automotive Manufacturer and Distributor ($25,000,000 approx. enterprise value)

    • Oversaw the acquisition, reorganization of a sales, manufacturing and distribution business with locations in the U.S. and Canada.

  • Outdoor Products Manufacturers ($20,000,000 approx. enterprise value)

    • Led successful bid in connection with the acquisition of assets in US bankruptcy proceedings

    • Successful negotiation of the purchase of a German business out of receivership

  • Automotive Testing Equipment and Services Company ($25,000,000 approx. enterprise value)

    • Led discussions with target’s owners and investment bank

    • Conducted due diligence

    • Oversaw drafting of all transaction documents 

    • Oversaw closing of the transaction

  • Image Sensor Target ($100,000,000 approx. enterprise value)

    • Identified potential targets for international public company strategic buyer

    • Made initial introductions and opened discussions

  • US Nutrition Sector ($750,000,000 approx. enterprise value)

    • Identified potential acquisition targets for international conglomerate

    • Made initial introductions and opened discussions

    • Led discussions with target’s investment bank

    • Identified and engaged US based professionals

  • Internet Based Commodity Trading Target ($350,000,000 approx. enterprise value)

    • Identified potential targets for international public company strategic buyer

    • Made initial introductions and opened discussions

  • Internet and Traditional Used School Textbook Sales and Rebinding Company ($7,000,000 approx. enterprise value)

    • Assisted in preparation of offering memorandum and other marketing materials

    • Developed potential buyers lists

    • Oversaw limited and confidential offering

    • Made initial introductions and opened discussions

    • Led discussions with potential buyers

    • Oversaw preliminary due diligence

    • Assisted in management buy-out

Financing and Re-Financing Advisory

  • Operational Financing for US based subsidiary of an overseas public company (over $525,000,000 funded)

    • Identified and initiated discussions with more than 5 potential lenders

    • Negotiated term sheets on a competitive basis with various lenders

    • Identified and engaged US based professionals

    • Negotiated final terms with Bank of America

    • Oversaw drafting of all loan documents

  • Acquisition and Operational Financing (over $300,000,000 funded)

    • Initiated discussions with several potential lenders

    • Negotiated term sheets on a competitive basis with various lenders

    • Identified and engaged US based professionals

    • Negotiated terms with Jefferies LLC

    • Oversaw drafting of all loan documents

  • Acquisition and Operational Financing (over $375,000,000 funded)

    • Initiated discussions with several potential lenders

    • Negotiated term sheets on a competitive basis with various lenders

    • Identified and engaged US, UK and German professionals

    • Negotiated terms with GE Capital

    • Oversaw drafting of all loan documents

Strategic Advisory

  • Manufacturing Artificial Intelligence Multinational Start Up ($60,000,000 approx. enterprise value)

    • Assist with initial fund raising in excess of $12,500,000

    • Board level strategic advice

    • Oversaw legal matters related to initial funding and investments

  • NASDAQ listing by an agricultural business which raised over $150,000,000

    • Identified funding sources and lead investment bank

    • Negotiated terms with lead investment bank

    • Advised in connection with the drafting of listing documents 

    • Participated in the listing, exiting shares after more than 100% appreciation in 16 months

  • Regional Financial Advisor Service Business ($5,000,000 approx. enterprise value)

    • Assist with marketing and communications with potential strategic acquirers

    • Provide financial and potential structural advice

    • Assist with Letter of Intent negotiations and drafting

    • Drafting and negotiation with regard to transactional documents

    • Advice and assistance with post closing transition and employment matters

  • Arterial Medical Device Start Up ($6,000,000 approx. enterprise value)

    • Assist in preparation of fund-raising materials

    • Board level strategic advice

  • Electric Vehicle Start Up

    • Assist in preparation of fund-raising materials

    • Board level strategic advice

    • Oversaw legal matters related to initial funding and investments matters

  •  Public COVID Testing Company ($100,000,000 approx. enterprise value)

    • Board level strategic advice in connection with potential funding sources by way of equity or debt

    • Made initial introductions and opened discussions

    • Assisted in preliminary due diligence

  • E-Vehicle Battery Start Up

    • C-Suite and Board level strategic advice in connection with potential funding sources including overseas investors from China and Singapore

    • Assisted in developing investor presentations and participated in board meetings

    • Made initial investor introductions and opened discussions

    • Oversaw legal and business matters related to second round of funding

  • Smart Camera Assisted Automation Start Up

    • C-Suite and Board level strategic advice in connection with potential funding sources and structuring

    • Oversaw legal matters related to initial funding and investment matters in which client received more than $13,000,000 in start-up capital

    • Making second round financing introductions and opening discussions